Control Register

Maintain a defensible control framework aligned to your regulatory obligations.

Designed from the Deutsche Bank AG (FCA 2017, £163m) enforcement case
Total Controls
2
Across 1 categories
Implemented
0
0% of total
In Progress
0
0% of total
Gaps
0
0% of total
Needs Review
0
0% of total
High Priority
2
100% of total
Saved views Soon
ControlCategoryStatusPriorityOwnerLast ReviewEvidence
High-Risk Corridor & Geography Monitoring
Watches payments to and from higher-risk countries and routes, and flags activity that does not fit the customer or looks designed to disguise where money is really going.
Transaction MonitoringNot StartedHighUnassignedNot set6
Mirror & Matched-Trade Detection
The firm spots pairs of offsetting trades that move value across borders with no real economic purpose, the classic way of laundering or moving money disguised as trading.
Transaction MonitoringNot StartedHighUnassignedNot set5

Showing 1 to 2 of 2 controls

This tool produces a control specification for design and discussion. It is not legal advice; validate thresholds, ownership and status against your own risk assessment and the cited sources before implementing. Your register is kept in this browser (not on a server); we only store the contact details you provide when you request an export.