Maintain a defensible control framework aligned to your regulatory obligations.
| Control | Category | Status | Priority | Owner | Last Review | Evidence |
|---|---|---|---|---|---|---|
Beneficial Ownership Identification & Verification For any company or trust customer, find out who really owns or controls it (the actual humans), and prove it, before letting them transact. | Customer Due Diligence | Not Started | High | Unassigned | Not set | 7 |
Source of Funds Verification For a specific large or unusual deposit, establish and evidence where that exact money came from before it is used. | Customer Due Diligence | Not Started | High | Unassigned | Not set | 6 |
Correspondent Banking Due Diligence Before banking another bank, the firm checks that respondent's ownership, controls and customers so it does not unknowingly process crime or sanctions risk on their behalf. | Screening | Not Started | High | Unassigned | Not set | 6 |
Showing 1 to 3 of 3 controls
This tool produces a control specification for design and discussion. It is not legal advice; validate thresholds, ownership and status against your own risk assessment and the cited sources before implementing. Your register is kept in this browser (not on a server); we only store the contact details you provide when you request an export.