Maintain a defensible control framework aligned to your regulatory obligations.
| Control | Category | Status | Priority | Owner | Last Review | Evidence |
|---|---|---|---|---|---|---|
Cash Deposit Anomaly Monitoring Flags when a customer pays in cash that does not fit their declared business or income, so unexplained cash can be reviewed before it disappears into the system. | Transaction Monitoring | Not Started | High | Unassigned | Not set | 6 |
Structuring & Smurfing Detection Catches people breaking one big payment into lots of smaller ones to stay under reporting or alerting limits, including when several accounts act together. | Transaction Monitoring | Not Started | High | Unassigned | Not set | 6 |
Transaction-Monitoring Scenario Coverage Assurance Checks that the firm's monitoring rules actually cover the risks the firm faces, so no major money-laundering pattern is left with no rule watching for it. | Transaction Monitoring | Not Started | High | Unassigned | Not set | 7 |
Showing 1 to 3 of 3 controls
This tool produces a control specification for design and discussion. It is not legal advice; validate thresholds, ownership and status against your own risk assessment and the cited sources before implementing. Your register is kept in this browser (not on a server); we only store the contact details you provide when you request an export.